Design guidance
Listed Buildings a Guide to Alterations
This guidance has been produced in order to
help owners, potential owners or others interested in the built
environment understand the implications of a structure being
designated as a Listed Building
It is designed to help in the
appreciation of those features which have made a building
worthy of listing, and to help avoid unsympathetic
alterations.
What is a Listed Building?
A listed building is a building, which has
been included in a national list of buildings of Special
Architectural or Historic Interest compiled by the Secretary of
State for Culture, Media and Sport.
There are three categories of listed status for buildings in
England and Wales:
- Grade I: buildings of exceptional interest.
These account for about 2.5% of Listed Buildings nationally
- Grade II*: particularly important buildings
of more than special interest. These account for about 5.5% of
Listed Buildings nationally
- Grade II: buildings that are of special
interest, warranting every effort to preserve them. These account
for about 92% of Listed Buildings nationally
In order to be listed, a building must meet
various criteria which include
- Age and rarity: The older a
building is, the more likely it is to be listed. All buildings
erected before 1700 'which contain a significant proportion of
their original fabric' will be listed. Most buildings built between
1700 and1840 are listed. After 1840 more selection is exercised and
'particularly careful selection' is applied after 1945. Buildings
less than 30 years old are rarely listed unless they are of
outstanding quality and under threat.
- Aesthetic merits: i.e. the
appearance of a building. However, buildings that have little
visual appeal may be listed on grounds of representing particular
aspects of social or economic history.
- Selectivity: where a large
number of buildings of a similar type survive, the policy is only
to list those which are the most representative or significant
examples.
- National interest:
significant or distinctive regional buildings e.g. those that
represent a nationally important but localised industry
- State of repair: this is
deemed not be a consideration for listing. A
building can be listed regardless of its state of repair.
Listed buildings are not all large and
imposing buildings, or ones with strong historical connections.
They include a wide range of building types and dates and can
include structures not normally thought of as 'buildings'.
Listed Building Consent
It is an offence to demolish, alter or extend
a listed building, so as to affect its character as a building of
Special Architectural or Historic Interest, without first obtaining
Listed Building Consent.
This requires the submission of an
application, together with drawings illustrating the proposals.
Application forms are available by clicking on this link http://www.scarborough.gov.uk/default.aspx?page=11906
Listed Building Consent is separate from
Planning Permission, for which approval may also be required.
Alterations
The alteration of listed buildings requires
the greatest skill and care in order to avoid damage to the
historic structure, and to ensure that any additions are in
keeping. As a general rule, it is always better to repair, rather
than replace, original features, however, if replacement is
necessary it is essential that the feature is replaced as
existing.

Princess Street,
Scarborough
The following guidelines have been drawn up to
assist owners when considering alterations to their listed
building:
External Elevation
- Any alteration or repairs to external elevations should match
the original materials in size, colour and texture.
- Old brickwork should never be painted.
- Artificial facing materials such as stone cladding are
unacceptable on listed buildings.
- Re-facing with rough cast, cement render or cement based paint
is irreversible and should be avoided.
- On stuccoed elevations, where there is mock jointing,
rustication, and other architectural details, these should be
retained.
- On original plaster elevations, pargeting or moulding, however
simple, should be retained or copied when repairs are
necessary.
Roof Details
The roof line is nearly always a dominant
feature of a building and retention of the original shape, pitch,
cladding and ornament is most important.

Crown Terrace,
Scarborough
Windows
The retention of original windows is vital
to the preservation of the character of listed buildings. Where
replacement is necessary, the new windows should match the
originals in every respect. For example, sliding sashes should not
be replaced with top opening casement windows. Detailed design
advice on window replacements is given in the guidance on sash
windows.
Doors
Original doorways, or any surviving panelled
doors are of value and should be retained. If replacement of a door
is necessary, the new door should be a replica in design,
materials, proportions and size. It is particularly important that
the arrangement of panels and detail of the original mouldings are
continued.
Door cases, door furniture, foot scrapers,
fanlights, pediments, columns, pilasters, cornices, consoles and
carved stucco moulded details should not be removed or mutilated,
but retained.
Balconies and Railings
Our area has fine listed buildings of formal
urban design in terraces, squares and crescents. Wrought or cast
iron balconies and railings are often important features in the
front elevation, and it is essential that they should be maintained
and repaired. If they have to be replaced (many railings were
removed for the war effort) then facsimiles should be erected.
Rainwater Goods
Rainwater goods can be highly decorative
features on listed buildings, 'Barley sugar twist' down pipes, and
heavily moulded eaves cornices are some of the more unusual
rainwater goods found in our area. It is essential that these
features are retained, but if replacement is necessary, the new
rainwater goods should match the originals in design and materials.
uPVC rainwater goods should never be introduced with cast iron
gutters or down pipes.
Interiors
Listing applies not just to the exterior
fabric of the building itself, but also to the interior, fixtures,
fittings, and objects within the curtilage of the building.
Interior features of interest should be
respected and left in situ wherever possible. Staircases,
panelling, mouldings and decorated ceilings are some of the more
distinctive features, which contribute to the character of a listed
building and it is important that they are preserved.
Advice
There is a need for great sensitivity when
dealing with historic buildings. It is often best to seek
professional advice from a local architect.
Owners are also advised to consult the local
planning department, who will be able to advise on whether Listed
Building Consent is required, and on the suitability of detailed
proposals.
Sash Windows
Collectively, surviving historic and
architectural details on buildings such as traditional panelled
doors, sliding sash windows or architectural ironwork can make an
immense contribution to a Conservation Area's character and
appearance. This guidance note, which provides advice on sliding
sash windows, is one of a series provided to help owners maintain
the character of their buildings and the heritage of the
Borough.
Recently when it has been necessary to
replace the original sash windows, a variety of modern designs have
been used, some of which have a damaging effect on the appearance
of a building, particularly those terraces built in Filey,
Scarborough and Whitby since the late Eighteenth Century. For
these reasons, the Council has introduced the following guidelines
for window replacements on period buildings.

The retention of original
windows is vital to the preservation of the character of period
properties
Repairs
Wherever possible, owners should repair, not
replace, their sash windows. Repairs and insulation are a more
practical and cheaper alternative to wholesale replacement; this
has the advantage of restoring the efficiency of sash windows
without damaging the traditional character of the property.
A good joiner can repair all parts of a sash
window, rotten wood can be chiselled out and replaced; if
necessary, whole elements can be replaced; sills, bottom rails,
parting beads, glazing bars, cords and weights.
There are also modern techniques available to
insulate sash windows without affecting the external appearance of
the building. Good secondary glazing, or the insertion of a pile
fabric along the parting beads, can be effective.
For cases of extreme neglect, where window
replacement is inevitable, the following guidelines apply.
Listed Buildings
On Listed Buildings, all traditional timber
sliding sash windows should be restored. No change in the design or
material will be permitted. Listed Building consent is required for
all replacement windows.

As the sash window
developed, there was a trend to larger panes, and fewer, more
slender glazing bars

The rhythm of the glazing
bars is an important unifying feature in a formal terrace
Conservation Areas
In the Conservation Areas, window
replacements should match the original in appearance. On the front
elevation the windows should open in the traditional sliding sash
manner. On the rear elevation there can be more variety of opening,
but the window should retain the appearance of a sash when
closed.
Planning Permission
Planning permission is always required for
window alterations on commercial properties, including guest
houses, boarding houses and buildings used as flats.
It is hoped that people will be sympathetic
to traditional window styles in their area and, when replacing
their windows, have respect for traditional proportions and glazing
bars.
Design Advice
Glazing Bars
- Replacement windows should reflect the original pattern of
glazing bars, typical of the period of the property.
- Wherever possible, the original profile of the glazing bars
should be matched, perhaps by re-using the original glazing
bars.
- Imitation or stick-on glazing bars applied to either side of a
window, should not be used.
Finishes
Replacement windows should have a painted,
not timber finish. The most usual and effective colours are white
and cream.
Glass
Traditionally, crown glass, which had an
unusual sparkling reflective quality, was used in sash windows.
Wherever possible, the original crown glass should be retained. The
use of frosted glass, textured glass, or bulls eyes, should be
avoided.
Period Doors
Collectively, surviving historic and
architectural details on buildings such as traditional panelled
doors, sliding sash windows or architectural ironwork can make an
immense contribution to a Conservation Area's character and
appearance. This guidance note, which provides advice on period
doors, is one of a series provided to help owners maintain the
character of their buildings and the heritage of the Borough.
The door and doorcase are often the most
important elevational feature of a historic building. The detailed
design of the door can give a useful clue to the age of the
building. The arrangement of panels and the profile of the
mouldings vary with different architectural styles of building.
Original doors are of value, and it is important that their period
character is preserved.
Repairs and Replacements
Always try a comprehensive repair on an
original door first of all. It may be that only half a day's work
by a skilled joiner is all that is needed to restore an old door to
good working order. If the door is beyond repair it is
possible to have a copy of the original made by a joiner. Although
sometimes more expensive than off-the-peg door, a replacement copy
will enhance the character and the value of a period property.
Standard width modern doors may need considerable alteration to
properly fit in older openings.
Replacement by modern style doors is to be
regretted as few match the quality of design of the originals. The
use of inaccurate imitations should be avoided. Features such as
'mock-Georgian' fanlights, bulls-eye glazing, and extravagant studs
and hinges are inappropriate on period buildings.

These modern doors are not
recommended for period buildings
Generally, when replacing a door on a period
building, a design which is appropriate to the character of the
building should be chosen. The following guidelines have been drawn
up to assist owners when considering the replacement of a door.
Listed Buildings
If replacement of a door on a Listed
Building is necessary, the new door should be an exact replica of
the original, painted timber door, in traditional framed and
panelled construction, including the original arrangement of panels
and their different mouldings.
Listed Building consent is required for all
alterations to a door or a doorway on a Listed Building.

Doorways in our area vary
considerably and this influences the character of individual period
properties
Conservation Areas
In the Conservation Area, particularly those
areas of formal townscape such as terraces, squares and crescents,
it is essential to maintain the uniformity of the detailing of
doorways. Any door replacements must respect the original
neighbouring styles of door.
In the villages of Scarborough Borough, simple
traditional cottage doors should be used, to blend in with the
village character.
Some Conservation Areas are covered by special rules known as an
Article 4 Direction. In these cases Planning Permission will be
needed for a change of door design or material.
Door Furniture
Doorcases, door furniture, foot-scrapers,
fanlights, and carved or stucco moulded details should not be
removed or mutilated, but retained.
The appearance of a door is greatly enhanced
by its door furniture. This should be of solid brass or cast iron
as the original, and of the same style as the building. Plated
brass is not satisfactory.
Finishes and Materials
It is always best to stick to solid wooden
doors as glass tends to look weak and inappropriate.
Replacement doors should have a painted, not
timber, finish. Varnished wood was not a traditional finish for
doors on period buildings, and should be avoided, although
woodgraining was common on 19th century doors.
Painting can have a significant effect on the
appearance of a terrace, and the colour requires careful selection.
Gaudy colours are unlikely to be successful.
It is best to stick to full bodied traditional
colours. A list of appropriate colours is available from the
Planning Office.

Even the simple Victorian 4
panel door in a plain doorcase is of value and should be
retained

A range of modern
replacement doors which would be acceptable in Scarborough
Borough
Architectural Ironwork
Collectively, surviving historic and
architectural details on buildings such as traditional panelled
doors, sliding sash windows or architectural ironwork can make an
immense contribution to a Conservation Area's character and
appearance. This guidance, which provides advice on architectural
ironwork, is provided to help owners maintain the character of
their buildings and the heritage of the Borough.
The survival of period ironwork is a
comparative rarity largely due to its removal during the 1939-45
War.
Where it does survive, however, architectural
ironwork can make a significant contribution to the character of
listed buildings and Conservation Areas.
Streets such as The Esplanade, Scarborough and
The Crescent, Filey, derive much of their character from their
ironwork.
As part of its campaign to improve the
historic built environment, the Borough Council wishes to ensure
that period ironwork is retained and reinstated. Since there is a
long history of the use of architectural ironwork in the Borough,
the Council also wishes to see a continuance of this tradition by
encouraging well designed ironwork in new developments in the
Conservation Areas.


An urn-head newell and curved top rail
–
A window guard – King Street, Scarborough
Castlegate, Scarborough
Historical Background
Architectural ironwork includes railings,
balconies, overthrows (the curving ironwork above gates from which
a lantern would be suspended) and window guards. In this area, most
architectural ironwork is cast iron which began to be used from
about 1714. This material was ideal for repetitive designs and was
particularly popular from the mid-18th to mid-19th Century.
Frequent use was made of classical motifs – such as lotus leaves
for railing heads. From about 1850 castings became heavier, more
elaborate and with classical motifs replaced by the 'Fleur-de-Lys'
and other foliate designs.
First floor balconies in cast iron began to
appear on urban houses during the latter part of the 18th Century.
The fashion grew rapidly between 1820 to 1830 as can be seen in
Scarborough's South Cliff.
Window guards developed about 1840 often in a
single honeysuckle style fitted to wide stone sills so that a
substantial window box could be placed on it without falling
off.
Wrought iron was initially used before cast
iron became readily available and continued to be used for more
decorative work and one-off pieces, gates for example, since it can
be beaten into shape. The Arts and Crafts movement in the latter
quarter of the 19th Century signalled a return to popularity of
wrought ironwork.
In the 20th Century widespread use has been
made of mild steel which lends itself to welding.
The need for permission
Where a property is listed as being of Special
Architectural or Historic Interest, consent is needed for works of
demolition, alteration or extension in a way which affects the
character of the building. The effect of this is that the removal
of railings, balconies or other ironwork would require listed
building consent.
In Conservation Areas, consent is needed for
demolition, including partial demolition. The removal of balconies,
and most railings will, therefore, need Conservation Area consent.
The policy of the Borough Council is to oppose the removal of
period ironwork.
Before you carry out any work you are advised
to check with the Planning Department.

Variations in balcony design
– Normanby Terrace, Whitby

Early 19th Century cast
baluster design – Falconers Square, Scarborough
Period Buildings
Ironwork needs to be regularly maintained and
repaired. The following are good repair practices which you are
advised to follow:
- Retain as much existing material as possible; repair and
consolidate rather than renew.
- Use traditional materials and techniques, replacing like with
like (cast iron with cast iron; wrought iron with wrought
iron).
- Fully record the item before, during and after the work.
- Repair should always be based on the fundamental principle of
minimal disturbance.
If your building has lost its ironwork, the
Borough Council wishes to encourage an historically accurate
reinstatement of the railings. Old photographs, plans or fragments
of railing at nearby properties are often a useful source of
information. Fragments of original railings often survive behind
street name plates which were not removed.
Modern off-the-peg 'period' ironwork is often
poorly designed, flimsy and not suitable for historic buildings.
The Planning Department can advise you on an appropriate design.
Grant Aid may also be available for work proposed through the
Scarborough or Whitby Town Scheme, the Conservation Area
Improvement Scheme or the Whitby Architectural Features Scheme. The
Grant Officer can advise you on the possibilities of Grant Aid in
your case.
New Developments
On new developments in the Conservation Areas,
the policy of the Council is to encourage the incorporation of
architectural ironwork where it is appropriate; high standards of
design, appropriate to the character of the new building and the
area will be expected.
A good modern design which reflects and
reinterprets original idioms rather than slavishly copying them may
often be more appropriate than a poor reproduction of a 'period'
design. Many off-the-peg period designs are often poorly detailed
and executed copies of original designs and are in any case
inappropriate in modern buildings. To achieve quality craftsmanship
in the design and execution of architectural ironwork, the
employment of a good designer and an artist-blacksmith is
recommended.

Balcony and supporting
brackets – The Crescent, Filey

An overthrow – Stepney Road,
Scarborough

Late 18th Century cast finials – Queen Street,
Scarborough

Cast iron lamp column and railings – The
Crescent, Filey
Further information
Some of the national amenity societies
provide detailed information on architectural features. You may
find the following book and booklets useful.
- The Georgian Group Book of the
Georgian House
- The Georgian Group Guides No.3 Doors
http://www.georgiangroup.org.uk/
- The Victorian Society Book of the
Victorian House
- The Victorian Society. Care for Victorian Houses Number
One:Doors
http://www.victoriansociety.org.uk/
English Heritage have provided technical
guidance on improving the thermal efficiency of doors
- Energy efficiency in historic buildings series:-
Draught-proofing windows and doors